Introduction to Machine Learning with Applications in Information Security
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Introduction to Machine Learning with Applications in Information Security, Second Edition provides a classroom-tested introduction to a wide variety of machine learning and deep learning algorithms and techniques, reinforced via realistic applications. The book is accessible and doesn’t prove theorems, or dwell on mathematical theory. The goal is to present topics at an intuitive level, with just enough detail to clarify the underlying concepts. The book covers core classic machine learning topics in depth, including Hidden Markov Models (HMM), Support Vector Machines (SVM), and clustering. Additional machine learning topics include k-Nearest Neighbor (k-NN), boosting, Random Forests, and Linear Discriminant Analysis (LDA). The fundamental deep learning topics of backpropagation, Convolutional Neural Networks (CNN), Multilayer Perceptrons (MLP), and Recurrent Neural Networks (RNN) are covered in depth. A broad range of advanced deep learning architectures are also presented, including Long Short-Term Memory (LSTM), Generative Adversarial Networks (GAN), Extreme Learning Machines (ELM), Residual Networks (ResNet), Deep Belief Networks (DBN), Bidirectional Encoder Representations from Transformers (BERT), and Word2Vec. Finally, several cutting-edge deep learning topics are discussed, including dropout regularization, attention, explainability, and adversarial attacks. Most of the examples in the book are drawn from the field of information security, with many of the machine learning and deep learning applications focused on malware. The applications presented serve to demystify the topics by illustrating the use of various learning techniques in straightforward scenarios. Some of the exercises in this book require programming, and elementary computing concepts are assumed in a few of the application sections. However, anyone with a modest amount of computing experience should have no trouble with this aspect of the book. Cover Half Title Series Page Title Page Copyright Page Dedication Contents Preface About the Author Acknowledgments 1. What is Machine Learning? 1.1. Introduction 1.2. About This Book 1.3. Necessary Background 1.4. A Note on Terminology 1.5. A Few Too Many Notes I. Classic Machine Learning 2. A Revealing Introduction to Hidden Markov Models 2.1. Introduction and Background 2.2. Tree Rings and Temperature 2.3. Notation 2.4. The Three Problems 2.5. The Three Solutions 2.5.1. Scoring 2.5.2. Uncovering Hidden States 2.5.3. Training 2.6. Dynamic Programming 2.7. HMM Scaling 2.8. All Together Now 2.9. English Text Example 2.10. The Bottom Line 2.11. Problems 3. Principles of Principal Component Analysis 3.1. Introduction 3.2. Background 3.2.1. A Brief Review of Linear Algebra 3.2.2. Geometric View of Eigenvectors 3.2.3. Covariance Matrix 3.3. Principal Component Analysis 3.4. SVD Basics 3.5. All Together Now 3.5.1. Training Phase 3.5.2. Scoring Phase 3.6. A Numerical Example 3.7. The Bottom Line 3.8. Problems 4. A Reassuring Introduction to Support Vector Machines 4.1. Introduction 4.2. Constrained Optimization 4.2.1. Lagrange Multipliers 4.2.2. Lagrangian Duality 4.3. A Closer Look at SVM 4.3.1. Training and Scoring 4.3.2. Scoring Revisited 4.3.3. Support Vectors 4.3.4. Training and Scoring Re-revisited 4.3.5. The Kernel Trick 4.4. All Together Now 4.5. A Note on Quadratic Programming 4.6. The Bottom Line 4.7. Problems 5. A Comprehensible Collection of Clustering Concepts 5.1. Introduction 5.2. Overview and Background 5.3. 𝐾-Means 5.4. Measuring Cluster Quality 5.4.1. Internal Validation 5.4.2. External Validation 5.4.3. Visualizing Clusters 5.5. EM Clustering 5.5.1. Maximum Likelihood Estimator 5.5.2. An Elementary EM Example 5.5.3. EM Algorithm 5.5.4. Gaussian Mixture Example 5.6. The Bottom Line 5.7. Problems 6. Many Mini Topics 6.1. Introduction 6.2. 𝑘-Nearest Neighbors 6.3. Boost Your Knowledge of Boosting 6.3.1. Football Analogy 6.3.2. AdaBoost 6.3.3. Examples 6.4. Random Forest 6.5. Linear Discriminant Analysis 6.5.1. LDA Training 6.5.2. Numerical Example 6.6. The Bottom Line 6.7. Problems II. Deep Learning 7. Deep Thoughts on Deep Learning 7.1. Introduction 7.2. A Brief History of Neural Networks 7.2.1. McCulloch-Pitts Neuron 7.2.2. Perceptron 7.2.3. Multilayer Perceptron 7.2.4. AI Winters and AI Summers 7.3. Why Deep Learning? 7.4. Decisions, Decisions 7.5. Basic Deep Learning Architectures 7.5.1. Feedforward Neural Networks 7.5.2. Convolutional Neural Networks 7.5.3. Recurrent Neural Networks 7.6. The Bottom Line 7.7. Problems 8. Onward to Backpropagation 8.1. Introduction 8.2. Automatic Differentiation 8.3. Backpropagation Example 8.3.1. Gradient Descent 8.3.2. MLP Example 8.4. Backpropagation Through Time 8.4.1. Vanishing and Exploding Gradients 8.4.2. Mitigating Gradient Issues 8.5. The Bottom Line 8.6. Problems 9. A Deeper Dive into Deep Learning 9.1. Introduction 9.2. Long Short-Term Memory 9.3. Gated Recurrent Unit 9.4. Generative Adversarial Networks 9.4.1. Generative and Discriminative Models 9.4.2. GAN Basics 9.4.3. GAN Training 9.5. Extreme Learning Machines 9.6. Residual Networks 9.7. Boltzmann Machines 9.7.1. Restricted Boltzmann Machine 9.7.2. Deep Belief Networks 9.7.3. Contrastive Divergence 9.8. Graph Neural Networks 9.9. Transfer Learning 9.10. The Bottom Line 9.11. Problems 10. Alphabet Soup of Deep Learning Topics 10.1. Introduction 10.2. Word Embedding Techniques 10.2.1. TF-IDF 10.2.2. HMM2Vec and PCA2Vec 10.2.3. Word2Vec 10.2.4. BERT 10.3. Multipart Methods 10.3.1. Ensembles 10.3.2. Combination Architectures 10.4. Overfitting 10.4.1. Regularization 10.4.2. Dropout 10.5. Attention 10.6. Explainability 10.7. Adversarial Attacks 10.8. The Bottom Line 10.9. Problems III. Applications 11. HMMs for Classic Cryptanalysis 11.1. Introduction 11.2. Simple Substitutions 11.2.1. Jakobsen’s Algorithm 11.2.2. HMMs and Simple Substitutions 11.3. Homophonic Substitutions 11.4. Vigenere Cipher 11.4.1. Vigenere Cipher Example 11.4.2. Friedman Test 11.4.3. Experimental Results 11.5. Conclusion and Future Work 12. Image Spam Detection 12.1. Introduction 12.2. Eigenfaces 12.3. Eigenspam 12.3.1. PCA Experiments 12.3.2. Detection Results 12.4. SVM for Image Spam Detection 12.4.1. SVM Experiments 12.4.2. Improved Dataset 12.5. Conclusion and Future Work 13. Image-Based Malware Analysis 13.1. Introduction 13.2. Background 13.2.1. Transfer Learning Architectures 13.2.2. Dataset 13.3. Deep Learning Experiments and Results 13.3.1. MLP 13.3.2. CNN 13.3.3. RNN 13.3.4. Transfer Learning 13.3.5. Discussion 13.4. Conclusions and Future Work 14. Malware Evolution Detection 14.1. Introduction 14.2. Related Work 14.3. Design and Implementation 14.3.1. Dataset 14.3.2. Feature Extraction 14.3.3. Experimental Design 14.4. SVM Experimental Results 14.4.1. Juxtaposed Malware Families 14.4.2. Zbot Experiments 14.5. Additional Experiments 14.6. Conclusions and Future Work IV. Extras 15. Experimental Design and Analysis 15.1. Introduction 15.2. Experimental Design 15.3. Accuracy 15.4. ROC Curves 15.5. Imbalance Problem 15.6. PR Curves 15.7. Accuracy, Loss, Overfitting, and Underfitting 15.8. The Bottom Line 15.9. Problems 16. Epilogue 16.1. Introduction 16.2. Summarizing Proust 16.3. The Goldilocks Principle 16.4. Machine Learning and Science Fiction References Index
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