White Collar Crime in a Nutshell

Description

Preface Table of Cases Part 1 General Principles Chapter 1 Scope of White Collar Crime § 1.01 Introduction § 1.02 Scope of Federal Criminal Law § 1.03 State and/or Federal Prosecution § 1.04 Federal Influence in International Prosecutions § 1.05 Application of General Principles of Criminal Law § 1.06 Defenses Chapter 2 Corporate Criminal Liability § 2.01 Overview of Corporate Criminal Liability § 2.02 Standards of Imputing Corporate Criminal Liability § 2.03 Collective Knowledge § 2.04 Charging Corporations § 2.05 Dead Corporations § 2.06 Non-Corporate Entity Liability § 2.07 Overview of Personal Liability of Corporate Agents § 2.08 Responsible Corporate Officer Part 2 Specific Offenses Chapter 3 Conspiracy § 3.01 Introduction § 3.02 Agreement § 3.03 Plurality § 3.04 Unlawful Object of Conspiracy § 3.05 Knowledge and Intent § 3.06 Overt Act § 3.07 Single or Multiple Conspiracies § 3.08 Pinkerton Rule § 3.09 Antitrust Conspiracies Chapter 4 Mail, Wire, Bank, and Health Care Fraud § 4.01 Introduction § 4.02 Scheme to Defraud § 4.03 Intent § 4.04 Materiality § 4.05 Intangible Rights § 4.06 Intangible Property § 4.07 Use of the Mails “In Furtherance” § 4.08 Limitations to “In Furtherance” § 4.09 The “In Furtherance” Test § 4.10 Wire Fraud § 4.11 Bank Fraud § 4.12 Health Care Fraud § 4.13 Mail Fraud and Other Crimes Chapter 5 Securities Fraud § 5.01 Introduction § 5.02 Mens Rea § 5.03 Materiality § 5.04 Insider Trading § 5.05 Development of the Misappropriation Theory Chapter 6 Obstruction of Justice § 6.01 Introduction § 6.02 Overview of Section 1503 § 6.03 Corruptly or by Threats or Force— Section 1503 § 6.04 Endeavors—Section 1503 § 6.05 To Influence, Obstruct or Impede the Due Administration of Justice— Section 1503 § 6.06 Nexus § 6.07 Section 1503 as It Relates to Other Obstruction Statutes Chapter 7 Bribery and Extortion § 7.01 Introduction § 7.02 Overview of Bribery § 7.03 Bribery—Things of Value § 7.04 Bribery—Public Official § 7.05 Bribery—Corruptly to Influence Official Acts § 7.06 International Bribery § 7.07 Overview of Hobbs Act § 7.08 Hobbs Act—Interstate Commerce § 7.09 Hobbs Act—Robbery or Extortion § 7.10 Hobbs Act—“Under Color of Official Right” § 7.11 Travel Act Chapter 8 Racketeer Influenced and Corrupt Organizations (RICO) § 8.01 Introduction § 8.02 Enterprise § 8.03 Interstate Commerce § 8.04 Pattern of Racketeering Activity § 8.05 Nexus Between Pattern of Racketeering and Enterprise § 8.06 RICO Conspiracy § 8.07 Forfeiture § 8.08 Civil RICO Chapter 9 False Statements § 9.01 Introduction § 9.02 Statements § 9.03 Falsity § 9.04 Knowledge and Intent § 9.05 Materiality § 9.06 Matters Within the Jurisdiction of the Executive, Legislative, or Judicial Branch § 9.07 False Claims § 9.08 Other Crimes Chapter 10 Perjury and False Declarations § 10.01 Introduction § 10.02 Oath § 10.03 Within Tribunals and Proceedings § 10.04 Falsity § 10.05 Materiality § 10.06 Knowledge and Willfulness § 10.07 Two Witness Rule § 10.08 Recantation Chapter 11 Tax Crimes § 11.01 Introduction § 11.02 Willfulness § 11.03 Tax Evasion § 11.04 Methods of Proof § 11.05 Failure to File a Return or Pay a Tax § 11.06 False Returns § 11.07 Tax Obstruction Chapter 12 Currency Reporting Crimes and Money Laundering § 12.01 Introduction § 12.02 Bank Secrecy Act § 12.03 Domestic Financial Institutions § 12.04 Recordkeeping and Reporting Requirements § 12.05 Knowledge and Willfulness § 12.06 Section 6050I § 12.07 Money Laundering Chapter 13 Bankruptcy Crimes § 13.01 Introduction § 13.02 Bankruptcy Fraud § 13.03 Concealment and False Oath § 13.04 Knowingly and Fraudulently § 13.05 Ponzi Schemes and Clawbacks Chapter 14 Environmental Crimes § 14.01 Introduction § 14.02 Mens Rea § 14.03 Refuse Act § 14.04 Water Pollution Control Act § 14.05 Resource Conservation and Recovery Act (RCRA) Chapter 15 Computer Crimes § 15.01 Overview § 15.02 Section 1030 § 15.03 Prosecuting Computer Crimes § 15.04 Economic Espionage Act Part 3 Procedural and Evidentiary Issues Chapter 16 Grand Jury Investigations § 16.01 Investigative Advantages § 16.02 Rule 17 Subpoenas § 16.03 The Fourth Amendment’s Overbreadth Prohibition § 16.04 Applying the Overbreadth Prohibition § 16.05 Other Fourth Amendment Objections § 16.06 Rule 17(c) Objections § 16.07 “Chilling Effect” Objections § 16.08 Subpoena Misuse Objections § 16.09 Challenging Secrecy Violations § 16.10 Statutorily Protected Third-Party Records § 16.11 Target Standing § 16.12 Challenges Alleging Prosecutorial Misconduct § 16.13 Assistance of Counsel Chapter 17 Administrative Agency Investigations § 17.01 Administrative Subpoenas § 17.02 Fourth Amendment Overbreadth § 17.03 The Powell Prerequisites § 17.04 Legitimate Purpose Challenges § 17.05 Third-Party Subpoenas § 17.06 Criminal Referrals and Continuing Investigations § 17.07 Staff Misconduct § 17.08 The Role of Counsel Chapter 18 Parallel Proceedings § 18.01 Introduction § 18.02 Discovery from Parallel Proceedings § 18.03 Delaying the Parallel Civil or Administrative Proceeding § 18.04 Asserting the Self-Incrimination Privilege § 18.05 Grand Jury Matter § 18.06 The “Preliminary to” Requirement § 18.07 Particularized Need § 18.08 Collateral Estoppel Chapter 19 The Self-Incrimination Privilege: Testimony § 19.01 Applicability of the Privilege § 19.02 Potential for Incrimination § 19.03 Incrimination Under the Laws of Another Sovereign § 19.04 Compelling the Grand Jury Target to Appear § 19.05 Invocation of the Privilege § 19.06 Advice as to Right § 19.07 Separate Proceedings § 19.08 Scope of the Testimonial Forfeiture § 19.09 Penalties and Burdens § 19.10 Immunity: Constitutional Grounding § 19.11 The Constitutionally Required Scope of the Immunity § 19.12 The Federal Immunity Provisions: 18 U.S.C. §§ 6000–6005 § 19.13 Garrity Immunity § 19.14 Prosecuting the Immunized Witness § 19.15 Immunity Agreements Chapter 20 The Self-Incrimination Privilege: Documents § 20.01 Boyd v. United States and “Content Protection” § 20.02 The Act-of-Production Doctrine § 20.03 The Foregone Conclusion Standard § 20.04 Potential Incrimination § 20.05 Act of Production Immunity § 20.06 Requiring Non-Testimonial Writings § 20.07 Third Party Production § 20.08 Required Records § 20.09 The Collective Entity Exception § 20.10 The Entity Agent Chapter 21 Searches § 21.01 Searches vs. Subpoenas: Advantages and Disadvantages § 21.02 Fourth Amendment Requirements § 21.03 Probable Cause § 21.04 Particularity of Description § 21.05 The Leon Exception § 21.06 Execution of the Warrant § 21.07 Law Office Searches Chapter 22 Attorney-Client Privilege § 22.01 Grounding and Policy § 22.02 Basic Elements § 22.03 Derivative Protections § 22.04 The Communication Limitation § 22.05 Communications of Corporate Clients § 22.06 The Legal Advice Limitation § 22.07 The Confidentiality Limitation § 22.08 Forms of Waiver § 22.09 Waiver by Intentional Disclosure § 22.10 Waiver by Inadvertent Disclosure § 22.11 Waiver by Affirmative Reliance § 22.12 Crime-Fraud Exception § 22.13 The Fiduciary Exception § 22.14 The Government Attorney Exception § 22.15 Joint Defense Agreements Chapter 23 Work Product Protection § 23.01 Character and Purpose § 23.02 Basic Elements: Hickman and Rule 26(b)(3) § 23.03 Anticipation of Litigation § 23.04 Waiver § 23.05 Crime-Fraud Part 4 Punishment Chapter 24 Sanctions § 24.01 Introduction § 24.02 Federal Sentencing Commission § 24.03 Federal Sentencing Guidelines § 24.04 Constitutionality of the Guidelines § 24.05 Role of the Guidelines § 24.06 Criminal and Civil Fines and Restitution § 24.07 Sentencing Guidelines for Organizations § 24.08 Corporate Resolutions § 24.09 Licenses and Program Exclusion Index